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SEC Filings

10-Q
SEVEN STARS CLOUD GROUP, INC. filed this Form 10-Q on 11/13/2017
Entire Document
 
 

Execution Version

 

Article 4  Representations, Warrantiess and Covenants of the Purchaser 16
4.1. Representations, Warrantiess and Covenants of the Purchaser. 16
4.2. Other Commitments. 17
4.4. Title to Shares. 18
4.5. Broker’s Charge. 18
4.6. Financing. 18
Article 5 Supplementary Agreement 18
5.1 Board Representative. 18
5.2 Maintaining Listing; Report Obligation. 19
5.3 Use of Funds. 19
5.4 Anti-dilution. 19
5.5 Restrictions on the Share Transfer. 19
5.6 Right of First Refusal. 20
5.7 Tag Along Rights. 20
5.8 Liquidation Preference. 20
5.9 Preferential Treatment. 20
5.10 Affiliate Transaction. 20
5.11 Further Assurance. 21
Article 6 Pre-closing covenants 21
6.1 General Provisions 21
6.2 Notification and Consent 21
6.3 Business Conduct 21
6.4 Reserved business. 24
6.5 Visit and Investigation 24
6.6 Notices. 25
6.7 Confidentiality and publicity 25
6.8 No soliciting. 26
6.9 Investment Company law. 27
6.10 Proxy statement (if applicable). 28
6.11 Approval of Company shareholders(if applicable). 28
6.12 Cooperation and submission of data to the supervision authority 30
6.13 Notices and other data to be submitted to CIFUS (if applicable) 30
6.14 Continued Listing on a National Secuurities Exchange. 31
6.15 Voting agreement (if applicable) 31
6.17 Compensation and insurance for directors and executives 31
6.18 Nocontrol 31
Article 7 Conditions precedented for the Purchaser to fulfill the closing obligation 31
7.1 Fulfillment 31
7.2 Representations and Warranties 32
7.3 No orders 32
7.4 Approval of shareholders (if applicable) 32
7.5 CFIUS conclusion (if applicable) 32
7.6 Board of Directors appointment 32
7.7 Company certificate 32

 

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